investors receive complete disclosure about the investment product before purchase.įINRA is authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.any securities product sold to an investor is suitable for that investor's needs and.every securities product advertisement used is truthful, and not misleading.anyone who sells a securities product has been tested, qualified and licensed.every investor receives the basic protections they deserve.broker-dealers. We work every day to ensure that everyone can participate in the market with confidence. To protect investors and ensure the market’s integrity, FINRA-the Financial Industry Regulatory Authority-is a government-authorized not-for-profit organization that oversees U.S. The FATF included Qatar's Gulf neighbor the United Arab Emirates on its 'grey list' in March 2022, meaning that the country is subject to increased monitoring.Īt the time, the UAE government said it had a 'strong commitment' to working closely with FATF on areas for improvement.Every investor in America relies on one thing: fair financial markets. 'Qatar needs to make important improvements in certain areas, including in its law enforcement response to money laundering and terrorism financing in particular and its use of financial intelligence,' added the inter-governmental body which monitors governments' efforts in these areas. It added that it would follow up its statement with a full report on Qatar by May. The watchdog said Qatar needed to make it easier to get information on the ultimate ownership of companies and also needed to strengthen measures to stop any financing of weapons of mass destruction.

Qatar did not immediately respond to requests for comment on the statement from the Paris-based Financial Action Task Force (FATF). DUBAI - A global financial crime watchdog said on Friday Qatar's technical compliance with its standards was strong but the Gulf state needed to make improvements in its fight against money laundering, terrorism financing and other areas.

Financial watchdog meaning